How to Implement AML Risk and Control framework in Banks

Event Details

We are so excited to have Sachindra Kumar Rai, the Chief Compliance Officer and Head of Financial Crime Compliance of SBM Bank India Limited as our guest speaker for the TCAE Knowledge Series session this Saturday.

With over 17 years of experience in Regulatory Compliance and Financial Crime Compliance and working across all major lines of business in banks and across jurisdictions, Sachindra will share how he helped some of the major banks implement the AML risk and control framework.

In this session, Sachindra will walk us through the following learning points:

AML Framework in Banks
Essential elements of sound ML/FT risk management
Enterprise-Wide Risk Assessment

This session will be hosted and moderated by our Founder and Managing Director, Souzan Esmaili whose passion is to connect, educate and empower all the Compliance and AML professionals around the world.

We are sure you don't want to miss this event!

Speakers

Sachindra Kumar Rai

CCO and Head of Financial Crime Compliance at SBM Bank India Limited

Souzan Esmaili

Founder & Managing Director of TCAE

Sachindra is a leader and subject-matter expert with over 17 years of experience in Regulatory Compliance and Financial Crime Compliance. Working across all major lines of business in banks and across jurisdictions, Sachindra has led the development, execution, and oversight of the Regulatory Compliance, AML, Sanctions, Fraud, and Bribery & Corruption risk and control frameworks.

Currently, Sachindra is the Chief Compliance Officer and Head of Financial Crime Compliance of SBM Bank India Limited. In his previous stint, he was Head of Compliance for The Bank of Nova Scotia. He has significant experience leading banks in dealing with the Central Bank (Reserve Bank of India) on various regulatory
matters, Financial Intelligence Unit-India and the Enforcement Directorate in matter related to AML investigations. Sachindra has a Master’s degree in Law and many other professional qualifications/ certifications to mention a few he is a Chartered Accountant, Company Secretary, Cost, and Management Accountant, Certified Anti-Money Laundering Specialist, Certified Information System Auditor etc.

Souzan has over 16 years of international experience in consultancy and training with a focus on Regulatory Compliance, Anti-Money Laundering, Anti-Bribery and Corruption, and RegTech. She worked for various financial institutions and consultancies in Dubai and Toronto.

In 2019, when Souzan moved to Canada, she created TCAE with a passion to help, educate and empower Compliance & AML professionals around the world. She gained her first Canadian job experience by working as a subject matter expert on the Anti Bribery & Corruption Program for Wells Fargo’s Canada and Latin America regions. In March 2020, Souzan launched The Knowledge Series where she brings international industry experts and thought leaders to share their knowledge and experience with the AML and Compliance professionals around the world. As TCAE was expanding, Souzan decided to leave Banking in 2021 and enter the entrepreneurship world.

Prior to moving to Canada in 2019, Souzan worked for various financial institutions and consultancies where she assisted her clients to understand their compliance needs, advised on meeting regulatory requirements, and managed a multitude of remediation projects. She has acted as an Authorized Individual in the capacity of Compliance Officer and MLRO for a number of firms regulated by the Dubai Financial Services Authority (DFSA).
Souzan holds an MBA from the American University of Sharjah (UAE), a Post Graduate Diploma in GRC from Manchester Business School (UK), a Certified Anti Money Launder Specialist (CAMS), a FinTech Program certificate from Oxford University, and a Chainalysis Cryptocurrency Fundamentals Certification (CCFC).

Sponsors and Partners

General Admission

This ticket includes "free" admission to the Knowledge Series session.

Note: this ticket does "not" include the Certificate of Completion or the recording of the session.

Public PriceComplimentary

General Admission + Certificate & Recording

This ticket is for non-TCAE members

This ticket includes:

- "Certificate of Completion" and 1 credit point from the Association of Certified Financial Crime Specialists - ACFCS once you pass the Knowledge Test.

- Access to the recording of the session

Public PriceCAD $20

TCAE Platinum & Executive Members Only Ticket

This ticket is exclusive to TCAE Platinum & Executive Members

This ticket includes:

- "Certificate of Completion" and 1 credit point from the Association of Certified Financial Crime Specialists - ACFCS once you pass the Knowledge Test.

- Access to the recording of the session

Member PriceComplimentary

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How to Implement AML Risk and Control framework in Banks

Event Details