Regulatory & Compliance Requirements for Regulated Crypto Firm in Canada

Event Details

TCAE is excited to have Kuno Tucker the Global Chief Compliance Officer of Coinsquare Capital Markets Ltd (CCML) as our guest speaker for this Knowledge Series session.

In March 2011, the Canadian Securities Administrators (CSA) and the Investment Industry Regulatory Organization of Canada (IIROC) published a notice outlining securities law requirements that apply to Crypto Firms.

In this Knowledge Series session, Kuno is going to walk us through the Regulatory and Compliance considerations in becoming a regulated Crypto Firm in Canada and will be discussing the following points:

Restricted Dealer versus IIROC Full Dealer
Ensuring Effective Registration and Supervision of crypto trading
Managing Conflicts and Trading in crypto
Crypto Product Due Diligence
Possible Regulatory Future for crypto

Join us this Saturday for an exciting and informative session that will be moderated by the TCAE Founder, Souzan Esmaili.

This Knowledge Series session is proudly sponsored by MNP who have been avid supporters of TCAE since its inception.

Please note that by registering for this event you are agreeing to share your information and contact details with our sponsor MNP and that MNP may contact you with additional information, including via email. If you have any objections in this regard please contact info@tcae.ca to note your concerns. You always have the right to unsubscribe from any communications you may receive from MNP.

Speakers

Kuno Tucker

Global Chief Compliance Officer at Coinsquare

Souzan Esmaili

Founder of TCAE

Souzan has over 16 years of international experience in consultancy and training with a focus on Regulatory Compliance, Anti-Money Laundering, Anti-Bribery and Corruption, and RegTech. She worked for various financial institutions and consultancies in Dubai and Toronto.

In 2019, when Souzan moved to Canada, she created TCAE with a passion to help, educate and empower Compliance & AML professionals around the world. She gained her first Canadian job experience by working as a subject matter expert on the Anti Bribery & Corruption Program for Wells Fargo’s Canada and Latin America regions. In March 2020, Souzan launched The Knowledge Series where she brings international industry experts and thought leaders to share their knowledge and experience with the AML and Compliance professionals around the world. As TCAE was expanding, Souzan decided to leave Banking in 2021 and enter the entrepreneurship world.

Prior to moving to Canada in 2019, Souzan worked for various financial institutions and consultancies where she assisted her clients to understand their compliance needs, advised on meeting regulatory requirements, and managed a multitude of remediation projects. She has acted as an Authorized Individual in the capacity of Compliance Officer and MLRO for a number of firms regulated by the Dubai Financial Services Authority (DFSA).
Souzan holds an MBA from the American University of Sharjah (UAE), a Post Graduate Diploma in GRC from Manchester Business School (UK), a Certified Anti Money Launder Specialist (CAMS), a FinTech Program certificate from Oxford University, and a Chainalysis Cryptocurrency Fundamentals Certification (CCFC).

Sponsors and Partners

General Admission - Sponsored by MNP

This ticket includes

- A "Certificate of Attendance" from TCAE and 1 credit point from the Association of Certified Financial Crime Specialists - ACFCS once you pass the Knowledge Test.

Public PriceComplimentary

TCAE Platinum Member Only Ticket

This ticket is exclusive to TCAE Platinum Members

This ticket includes

- "Certificate of Attendance" and 1 credit point from the Association of Certified Financial Crime Specialists - ACFCS once you pass the Knowledge Test.

- Access to the recording of the session

Member PriceComplimentary

TCAE

Contact us

Regulatory & Compliance Requirements for Regulated Crypto Firm in Canada

Event Details