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Event Details

TCAE is excited to have Kuno Tucker the Global Chief Compliance Officer of Coinsquare Capital Markets Ltd (CCML) as our guest speaker for this Knowledge Series session.



In March 2011, the Canadian Securities Administrators (CSA) and the Investment Industry Regulatory Organization of Canada (IIROC) published a notice outlining securities law requirements that apply to Crypto Firms.



In this Knowledge Series session, Kuno is going to walk us through the Regulatory and Compliance considerations in becoming a regulated Crypto Firm in Canada and will be discussing the following points:


  • Restricted Dealer versus IIROC Full Dealer
  • Ensuring Effective Registration and Supervision of crypto trading
  • Managing Conflicts and Trading in crypto
  • Crypto Product Due Diligence
  • Possible Regulatory Future for crypto


Join us this Saturday for an exciting and informative session that will be moderated by the TCAE Founder, Souzan Esmaili.



This Knowledge Series session is proudly sponsored by MNP who have been avid supporters of TCAE since its inception.


Please note that by registering for this event you are agreeing to share your information and contact details with our sponsor MNP and that MNP may contact you with additional information, including via email. If you have any objections in this regard please contact info@tcae.ca to note your concerns. You always have the right to unsubscribe from any communications you may receive from MNP.



Speakers

Kuno Tucker (Global Chief Compliance Officer at Coinsquare)

Kuno Tucker

Global Chief Compliance Officer at Coinsquare

Souzan Esmaili (Founder of TCAE)

Souzan Esmaili

Founder of TCAE

Sponsors and Partners

General Admission - Sponsored by MNP

This ticket includes

- A "Certificate of Attendance" from TCAE and 1 credit point from the Association of Certified Financial Crime Specialists - ACFCS once you pass the Knowledge Test.

Public PriceFree

TCAE Platinum Member Only Ticket

This ticket is exclusive to TCAE Platinum Members

This ticket includes

- "Certificate of Attendance" and 1 credit point from the Association of Certified Financial Crime Specialists - ACFCS once you pass the Knowledge Test.

- Access to the recording of the session

Member PriceFree